SEC / FINRA REGULATED
Fidelity Review.
Professional analysis of Fidelity's execution quality, regulatory standing, and platform stability for US-based traders.
Regulation
SEC / FINRA
Asset Class
Stocks
PDT Compliant
Yes
US Support
24/5
Executive Summary
A powerhouse in retail investing with a focus on no-fee funds and excellent order execution quality. As a SEC / FINRA regulated entity, Fidelity adheres to the strictest financial standards in the world. Our review focuses on the tangible edge this provides to US retail and professional traders.
The Edge
- Zero expense funds
- Fractional shares
- Deep research
Regulatory Framework
Trading in the US requires a deep understanding of the local landscape. Fidelity provides the necessary reporting tools for IRS compliance (Section 1256/988) and ensures that all client funds are held in domestic, segregated accounts at Tier 1 US banks.